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ph.d. stage II
The objective during Stage II is preparation and planning for thesis research through course
work, literature review, and discussions with faculty and students. The objective from the faculty
point of view is to determine the competence of the student to conduct Ph.D. research in
atmospheric sciences.
For the student, Stage II involves the selection of a thesis supervisor, the preparation of a written
thesis proposal, selection of a dissertation committee and the passing of the Preliminary Examination. Prior to the passing of the
Preliminary Examination, a Ph.D. student must take at least one 400- or 500-level course per
semester in atmospheric science or a closely related subject.
The Preliminary Examination will consist of two parts. Part I will consist of writing an
independent (i.e., no help in organizing or in writing the proposal—including grammar and
spelling) research proposal on the student’s Ph.D. dissertation topic. Part II will consist of an
Oral Examination that will be given only if Part I is passed.
The research proposal must be no more than 20 double-spaced pages including figures and must
be in 12-point Times font (references and biography can be single spaced but are to be included
in the 20 page limit). The cover page of the proposal is not included in the 20 page limit. The
following sections are required: Project Summary (1 page), Table of Contents (1 page),
Introduction (include general motivation for proposed research), Objectives/Hypotheses (include
their relationship to the current state of knowledge and to any relevant preliminary results for the
proposed research), Proposed Research (include methodology and its relationship to achieving
stated objectives and answering proposed hypotheses), and Work Plan (include timetable and
justification for any computer time needed). Also include a one page personal biography
including any authored articles. The left margin should be 1” and the remaining margins 1/2”
with page numbers in the top right hand corner. Headings should be handled using Harvard
notation (e.g., II, A, 3, d).
Both parts of the Preliminary Examination will be evaluated by your dissertation committee; three of whom must be from the Department of
Atmospheric Sciences faculty. When copies of the research proposal are given to members of the
student’s committee, the Department Office should also be given a copy to keep in the files. At
that time, a formal request will be made to the Graduate College for appointment of the
Preliminary Examination Committee. The committee will provide the student with
reviews of his/her proposal from Part I, together with the individual and average scores, within
two weeks of receipt of the proposal. In addition, they will participate in the oral examination.
The research proposal will be scored by each committee member on a scale of 0 to 10.
A student whose research proposal receives an average score of 7.0 or above will be judged to
have passed Part I of the Preliminary Examination and will proceed to Part II. A student whose
research proposal does not receive an average score of at least 7.0 will be judged to have failed
the Preliminary Examination and will be permitted to retake it once within the following 6
months. A student who twice fails Part I of Preliminary Examination will not be permitted to
continue pursuing the Ph.D. degree. Further, plagiarism will result in an automatic failure with
no option to retake.
A student who passes Part I of the Preliminary Examination will be required to take Part II, the
oral examination, within the two-week period immediately following receipt by the student of
written reviews of the proposal and their average score. The oral examination will consist of two
sections: (1) an examination on the student’s written research proposal and a verbal response to
the proposal reviews, and (2) an examination of the student’s general knowledge in his/her field
of specialization. These two sections of the oral examination will be scored by each committee
member on a scale of 0 to 10. A student who receives an average score of 7.0 or above on both
sections 1 and 2 of the oral examination will be judged to have passed Part II of the Preliminary
Examination. A student who does not receive an average score of at least 7.0 on the oral will be
judged to have failed. Such students will be permitted to retake the failed section(s) of the oral
examination once, within the following 6 months. A student who twice fails section 1 and/or
section 2 of Part II of the Preliminary Examination will not be permitted to continue pursuing the
Ph.D. degree.
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